The evolution of Internet governance principles frameworks and accountability mechanisms has been the focus of considerable discussion in 2014. This process must proceed through careful analysis. Some governments highlighted concern about Internet-related policy issues for which they cannot identify relevant existing mechanisms. However, before concluding that new mechanisms should be created to address these issues, alternative options must be sought to ensure that changes would contribute to enhancing the security, stability, privacy, resiliency and interoperability of the Internet, and to economical and societal benefits.
This workshop will examine how governance/operational problems can be addressed in a manner that continues to safeguard the security and stability of the Internet. It will use a four-step process ICC-BASIS submitted to NETmundial.
1. A potential issue should be identified to the global stakeholder community, indicating the implications to governance and to determine whether the issue has already been addressed in an existing mechanism.
2. Upon assessment, proposed solutions should be described to the global stakeholder community.
3. Proposed solutions should be analysed to determine whether it would violate the principle of "first, do no harm" to the functionality, stability and interoperability of the global Internet.
4. Finally, solutions should be evaluated to determine potential effectiveness for addressing the issues and their potential for unintended consequences.
This workshop also will examine the WGEC mapping analysis and consider how to utilize the WGEC's work to enable a stakeholder to identify existing mechanisms - developed through private sector, (inter)-governmental organizations - to address governance issues.
Names and affiliations (stakeholder group, organization) of speakers the proposer is planning to invite
- Mohamed El Dahshan, International Language Institute Helioplis - confirmed
- Baher Esmat, Vice President of Stakeholder Engagement for the Middle East, Internet Corporation for Assigned Names and Numbers(ICANN) - confirmed
- Jandyr Santos Jr, Head of the Information Society Division Department of Scientific and Technological Themes, Ministry of External Relations, Government of Brazil - confirmed
- Phil Rushton, Standards and Numbering Policy Strategy, British Telecom - confirmed
- Joy Liddicoat, Project Coordinator, Internet and Human Rights, Association for Progressive Communications (APC) - confirmed
Sebastian Bellagamba, Director, Regional Bureau Director for Latin America and the Caribbean, Internet Society
Constance Weise, International Chamber of Commerce (ICC)/BASIS - confirmed
Substantive rapporteur: Barbara Wanner, Vice President, ICT Policy, US Council for International Business (USCIB)- confirmed
Lead discussant: TBC
Brief substantive summary of the workshop and presentation of the main issues that were raised during the discussions
The evolution of Internet governance principles frameworks and accountability mechanisms has been the focus of considerable discussion in 2014 and has emerged as an important focus of this year’s IGF . Some governments have highlighted concern about Internet-related public policy issues for which they cannot identify relevant existing mechanisms. However, before concluding that new mechanisms should be created to address these issues, alternative options must be sought to ensure that changes would contribute to enhancing the security, stability, privacy, resiliency and interoperability of the Internet, and to economical and societal benefits.
Workshop speakers examined how governance/operational problems can be addressed in a manner that continues to safeguard the security and stability of the Internet. Highlights of their comments include:
Evolution of the Internet affects our conceptions of multistakeholderism – Virtually all of the workshop speakers echoed what emerged as an overarching theme: the Internet has evolved since the WSIS process was launched nearly 10 years so, and so too, have our conceptions of what constitutes Internet governance and appropriate multistakeholder mechanisms. They underscored the importance of examining existing Internet governance mechanisms, assessing and evaluating their effectiveness in addressing current and emerging challenges, identifying gaps, and considering how mechanisms might be enhanced – or even changed – to address emerging challenges. Fundamental elements of the multistakeholder model should not be altered, however, stressed Baher Emat, Vice President, Stakeholder Engagement Middle East, ICANN. These elements include inclusiveness, transparency, and bottom-up participation.
Evaluation of mechanisms, by necessity, must be ongoing – The speakers further concurred that the evaluation of multistakeholder mechanisms will never really be “completed” because the Internet itself continues to evolve. We must resist the urge for a “final solution.” Such an approach would undermine the flexibility needed to enable the Internet to serve as platform for innovation and economic growth. “This is a process of evolution in which we are all creators. But rather than a survival-of-the-fittest evolution, we are creating multistakeholder mechanisms that are fit for people,” said Joy Liddicoat, Human Rights Specialist, Association for Progressive Communications.
Phil Rushton, Standards and Numbering Policy Strategist, BT, described the work of the CSTD Working Group on Enhanced Cooperation in developing a spreadsheet detailing 24 very broad areas of issues associated with Internet governance and its plans to conduct a review of the mapping exercise that the CSTD WG on Enhanced co-operation to identify possible governance gaps. In the subsequent Q&A session, Rushton was asked if the CSTD is the best and only place for an evaluation of governance mechanisms. Would it be more effective for different communities to undertake their own evaluations? He proposed that to truly realize progress and better understand the adequacy of governance mechanisms, such evaluations should take place at the national, regional, and international levels working separately and ultimately coordinating their efforts.
Improve mechanisms at national and regional levels as well as global level – National and regional entities will take their cues from how discussions evolve in global forums, such as the IGF as well as at entities like ICANN, the CSTD, and the WSIS Review process. Thus, if we are to truly bridge the digital divide and build a responsible Internet governance process, it is imperative to foster discussions about multistakeholder governance mechanisms from the grass-roots up through the regional level.
Global forums embrace the multistakeholder model -- Indicative of how Internet governance discussions have evolved is the focus in recent years on safeguarding economic, cultural, and social rights. Related to this, the multistakeholder model has been referenced in a growing number of international forums. For example, the UN High Commission Report on Human Rights specifically calls for multistakeholder input to develop an appropriate response to surveillance and privacy challenges.
Key to evaluating multistakeholder mechanisms is understanding the linkage between the “ICT-Internet world” and “other worlds” – Rushton delved into some interesting revelations from the CSTD’s compilation of examples of enhanced cooperation. He cited the example of Interpol – an entity typically associated with combating criminal activity. But it is an entity that, while not central to the Internet governance debate, nevertheless has an impact and a role. In order to evaluate whether multistakeholder mechanisms are evolving to address changes in the Internet governance space, we must understand such linkages, according to Rushton.
No single multistakeholder model addresses all challenges in Internet governance – Jandyr Santos, Jr., Head of the Information Society Division, Ministry of External Relations, Government of Brazil, described the NETMundial Internet governance meeting hosted by Brazil as breaking new ground through its practical and successful application of the multistakeholder model. The meeting demonstrated that a multistakeholder approach can be outcome-oriented. He proposed that the reason for the success of the NETMundial was that the goals and objectives of the meeting – specifically, producing a set of principles and a roadmap for Internet governance going forward – were clear from the outset. This lent predictability and transparency to the process so that stakeholders knew exactly what was expected of them in finalizing the two documents at the actual meeting. But there is no single multistakeholder approach to address the broad and complicated range of challenges in Internet governance, he acknowledged. The NETMundial meeting provided an innovative approach to tackle the complexities in Internet governance, according to Santos.
Building trust in existing mechanisms -- Mohamed El Dahshan, International Language Institute Helioplis, noted that it always will be tempting to create new mechanisms and new bureaucracies to implement them because of the perception that “new is better.” Rather than succumbing to this urge, we should focus on evaluating existing mechanisms and “be honest about problems.” Many international institutions that address Internet governance issues are “nested” within much larger governmental organizations and are not accessible to all stakeholders. Thus, the problem we face may not be the absence of mechanisms so much as stakeholder trust in existing mechanisms. He urged a clear dialogue to identify underlying trust issues, which should be more open to accountability reviews, more open to criticism, and more open to participation. Mohamed concluded that even though many mechanisms exist, responding to a multitude of existing needs and problems, many of them lack representativeness, accessibility, and more importantly, do not enjoy the universal trust of all stakeholders. A case-by-case assessment will be necessary to ensure their appropriateness.
Importance of Legitimacy – Santos underscored that the multistakeholder approach is less about people than about the process itself. “The issue at stake is legitimacy,” he said. The fact that the process provides channels enabling individuals to express their views and that all stakeholders are regarded as legitimate participants in discussions is the hallmark and strength of the multistakeholder mechanism.